As most public companies enter their fourth fiscal quarter and look ahead to filing their Form 10-Ks and proxy statements, a ...

According to federal regulators, David Legrange and Laura Barnes sold bonds from a company that disclosed a "substantial ...

The U.S. Securities and Exchange Commission (SEC) is suing Chicago-based crypto trading firm Cumberland for allegedly ...

In 2024, U.S. regulators have collected over $19 billion in lawsuit settlements from cryptocurrency companies, representing ...

Kraken is a popular cryptocurrency exchange that launched in 2013. The exchange is one of the top ten in the world by trading ...

The U.S. Securities and Exchange Commission charged crypto market maker Cumberland DRW on Thursday with acting as an unregistered dealer for more than $2 billion in crypto assets, the agency said ...

The hiring announcement comes a few months after the Texas Stock Exchange was introduced as a more ‘CEO-friendly’ alternative ...

A federal court judge is siding with the United States Securities and Exchange Commission in a battle with a cryptocurrency firm located in the Berkshire County town of Richmond. The SEC won a ...

NEW YORK (Reuters) -The U.S. Securities and Exchange Commission's enforcement director is leaving the agency, the regulator ...

Roger E. Barton of Barton LLP discusses notable securities litigation decisions as well as gradually developing trends in ...

Bitnomial Exchange, LLC (Bitnomial), a designated contract market (DCM) registered with the Commodity Futures Trading Commission (CFTC), has ...

Bitwise's filing acknowledges the risk that the Securities and Exchange Commission (SEC) could win an appeal to reverse a ...